SEC Zeroes in on Investment Advisers’ Compliance with Updated Marketing Rules

A recent risk alert from the U.S. Securities and Exchange Commission (SEC) highlights a central compliance issue facing many registered investment advisers: misrepresentations and omissions in marketing materials. The alert is a reminder to investment advisers of the importance of maintaining transparency and accuracy in all communications with clients and investors.  It’s also a cue to […]

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Whistleblowers Promote “Healthy Competition” in the Healthcare Industry

DOJ, FTC, and HHS announced a new online portal for complaints on anticompetitive and monopolistic healthcare practices. Through HealthyCompetition.gov, whistleblowers can submit tips on antitrust violations that drive up healthcare costs, limit access to quality care, and harm healthcare workers and consumers. Unlike the general antitrust complaint portal, HealthyCompetition.gov specifically seeks information on healthcare related […]

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Whistleblower Partners Client Ed Pierson Testifies Before Congress

On Wednesday, Whistleblower Partners client Ed Pierson testified before the Senate Permanent Subcommittee on Investigations regarding the breakdown of safety culture at Boeing. Mr. Pierson is a former Senior Manager in Boeing's Renton, Washington factory, where it manufactures its 737 aircraft. He is now the Executive Director of The Foundation for Aviation Safety. At the […]

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